Off Leash Consulting can help you with everything needed to build and maintain an effective ethics, compliance and anti-corruption program for a multi-national employee, partner and supplier base. I specialize in the tech industry and non-profit sector. Whether you’re building up a nascent program or driving more sophisticated efforts in a mature program, I can help you with:
Program Strategy & Design
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- Ethics & Compliance program design, stand-up, enhancements, remediation or recovery
- Program strategy
- Compliance office branding
- KPIs, metrics and reporting
- Board reporting
Employee Communications
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- Communications and awareness campaigns
- Policy development and management
- Global training development, deployment and tracking
Risk Assessment
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- Enterprise Risk Management (“ERM”)
- Regulatory compliance
- M&A diligence
- Internal audit
Risk Mitigation
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- Process and system controls
- Tools and automation
- Data harvest and analysis
- Critical records
- M&A Integration
Hotline & Internal Investigations
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- Hotline management
- Case triage and assignment
- Investigation protocols
- Records
3rd Party Risk Management
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- Channel partner, supplier and intermediary codes of conduct
- T&Cs
- Due diligence
Compliance Counseling
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- Conflicts of interest
- Gifts and courtesies
- Revolving Door
- Pay to Play
- 3rd Party selection
Special Projects
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- Legal and sales operations
- Mentoring, coaching and development
- Program & project management in multi-organizational efforts
- Offshore labor-sourcing
- Legal research
- Benchmarking
Enforcement Actions
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- Selecting the right outside counsel
- Preparing responsive communications to regulatory investigations (DoJ, SEC, SFO, SDOs, IGs)
- Designing and executing remediation plans
- Media preparation and packaging
- Settlement agreements and ongoing monitoring
Specialty Subjects
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- Anti-Corruption (FCPA, UKBA)
- U.S. Public Sector Compliance (FED & SLED)
- Intelligence Community practices
- Conflicts of Interest
- Gifts & Courtesies
- Marketing Development Funds
- Non-Profit Boards